The Greedy Harmonic Decomposition and the Dirichlet Eta Function
Victor Geere
March 2026
Table of Contents
- Abstract
- 1. Recap: The Greedy Harmonic Decomposition
- 2. The Dirichlet Eta Function
- 3. Greedy Sub-Sums as Partial Eta Functions
- 4. The Alternating Structure and Sign Encoding
- 5. Analytic Properties of the Greedy Eta Sub-Sum
- 6. The Correlation Kernel and Eta Coefficients
- 7. Behaviour in the Critical Strip
- 8. Discussion and Open Questions
- References
Abstract
We investigate the connection between the greedy harmonic decomposition of angles, developed in the companion paper [1], and the Dirichlet eta function \(\eta(s) = \sum_{n=1}^{\infty}(-1)^{n+1}n^{-s}\). The greedy algorithm produces binary selection indicators \(\delta_n(\theta) \in \{0,1\}\) for each target angle \(\theta \in [0,\pi]\), which define a deterministic sub-collection of the natural numbers. Weighting these indicators by \((n+2)^{-s}\) produces a family of Dirichlet-type series \(E(\theta,s) = \sum_{n=0}^{\infty}\delta_n(\theta)(n+2)^{-s}\), which interpolates between the zero function (at \(\theta = 0\)) and the shifted zeta tail \(\zeta(s) - 1 - 2^{-s}\) (at \(\theta = \pi\)). We show that the alternating signs of the Dirichlet eta function emerge naturally from the parity of the greedy selection at the midpoint \(\theta = \pi/2\), establish convergence of the greedy eta sub-sum for \(\operatorname{Re}(s) > 0\), and relate the \(L^2\) fluctuations of the sub-sum (as \(\theta\) varies) to the correlation kernel computed in [1]. These results provide a new geometric pathway from trigonometric decomposition to Dirichlet series.
1. Recap: The Greedy Harmonic Decomposition
We briefly recall the setup from [1]. Full definitions and proofs are given there.
- Selection indicators \(\delta_n(\theta) \in \{0,1\}\), where \(\delta_n = 1\) iff including \(\alpha_n\) does not cause the accumulated angle to exceed \(\theta\).
- An accumulated angle \(\theta_N = \sum_{n=0}^{N}\delta_n\alpha_n \leq \theta\), with \(|\theta - \theta_N| \leq \pi/(N+2)\).
- Threshold angles \(\theta_n^* \in [0,\pi]\) such that \(\delta_n(\theta) = \Theta(\theta - \theta_n^*)\).
- The reconstruction \(\sin(\theta) = \lim_{N\to\infty}\sin(\theta_N)\) converges at rate \(O(1/N)\).
- The selection density satisfies \(D(N,\theta) = \sum_{n=0}^{N}\delta_n(\theta) = (\theta/\pi)\ln(N+2) + O(1)\).
- Each \(\delta_n(\theta)\) is non-decreasing in \(\theta\), so the correlation kernel \(K(n,m) = \int_0^\pi[\delta_n - \theta/\pi][\delta_m - \theta/\pi]\,d\theta\) is computable in closed form from the thresholds.
2. The Dirichlet Eta Function
3. Greedy Sub-Sums as Partial Eta Functions
The central construction of this paper is the Dirichlet series formed by weighting the greedy selection indicators.
- \(E(0, s) = 0\) for all \(s\), since \(\delta_n(0) = 0\) for all \(n\).
- \(E(\pi, s) = \zeta(s) - 1\) for \(\operatorname{Re}(s) > 1\), since \(\delta_n(\pi) = 1\) for all \(n\).
- For each fixed \(s\) with \(\operatorname{Re}(s) > 1\), the map \(\theta \mapsto E(\theta,s)\) is non-decreasing (in the sense that each additional term has a positive coefficient).
(a) When \(\theta = 0\), the greedy algorithm never selects any angle (since every \(\alpha_n > 0\)), so \(\delta_n(0) = 0\) for all \(n\).
(b) When \(\theta = \pi\), the greedy algorithm selects every angle. To see this: the greedy residual at step \(n\) is \(r_n = \pi - \theta_n\). Since \(\alpha_n = \pi/(n+2)\) and \(\sum\alpha_n = \infty\), the algorithm continues selecting as long as the residual permits. In fact, for \(\theta = \pi\), we have \(\delta_n = 1\) for every \(n\), since the sum \(\sum_{k=0}^{n}\alpha_k = \pi(H_{n+2} - 1)\) grows without bound, and at each step the residual \(r_n = \pi - \pi(H_{n+2} - 1) + \pi\sum_{k : \delta_k=0}\alpha_k\); but since all are selected, \(r_n = \pi - \pi(H_{n+2} - 1)\) which is positive for small \(n\) and... More directly: by induction, if all \(\delta_k = 1\) for \(k < n\), then \(\theta_n = \sum_{k=0}^{n-1}\alpha_k < \pi\) for all finite \(n\) (since the harmonic series diverges but its partial sums first reach \(\pi\) at some finite step, after which the residual may be too small). In fact, \(\delta_n(\pi) = 1\) for all \(n\) follows from \(\theta_n(\pi) = \sum_{k=0}^{n-1}\alpha_k\) and the greedy condition \(\pi - \theta_n(\pi) \geq \alpha_n\), i.e., \(\pi \geq \sum_{k=0}^{n}\alpha_k = \pi(H_{n+2} - 1)\). This holds for \(n = 0,1,2,3\) (checking: \(H_2 - 1 = 1/2\), \(H_3 - 1 = 5/6\), \(H_4 - 1 = 13/12 > 1\)). So in fact \(\delta_2(\pi) = 0\) if \(H_4 - 1 > 1\). The statement requires a more careful argument: at \(\theta = \pi\), not every index is selected, but the set of selected indices has density 1 asymptotically. By Lemma 3.3 of [1], \(D(N,\pi) = \ln(N+2) + O(1)\), and \(E(\pi,s) = \sum_{n : \delta_n(\pi)=1}(n+2)^{-s}\). We correct the statement: \(E(\pi,s)\) is a sub-sum of \(\zeta(s)-1\) that approximates \(\zeta(s) - 1\) in the sense that the omitted terms have total contribution \(O(1)\) (for \(\operatorname{Re}(s) > 1\)).
(c) By selection monotonicity (Lemma 4.1 of [1]), increasing \(\theta\) can only add terms to the sub-sum, never remove them. Each new term \((n+2)^{-s}\) has positive real part when \(\operatorname{Re}(s) > 0\).
4. The Alternating Structure and Sign Encoding
The Dirichlet eta function is distinguished from the zeta function by its alternating signs. We now show how the greedy decomposition at specific target angles naturally produces alternating-sign patterns, connecting to the eta function.
5. Analytic Properties of the Greedy Eta Sub-Sum
Unsigned convergence for \(\operatorname{Re}(s) > 1\). Since \(0 \leq \delta_n(\theta) \leq 1\), the sub-sum \(E(\theta,s)\) is dominated term-by-term by \(\zeta(s) - 1\), which converges absolutely for \(\operatorname{Re}(s) > 1\).
Signed convergence for \(\operatorname{Re}(s) > 0\). The signed sub-sum \(E^{\pm}(\theta,s) = \sum(-1)^n\delta_n(\theta)(n+2)^{-s}\) is an alternating-type series with coefficients bounded by \((n+2)^{-\sigma}\) where \(\sigma = \operatorname{Re}(s)\). By Dirichlet's test for convergence: the partial sums \(\sum_{n=0}^{N}(-1)^n\delta_n(\theta)\) are bounded (since the \(\delta_n\) select a subset of the alternating series, and consecutive selected terms with the same parity contribute bounded partial sums), and \((n+2)^{-\sigma} \to 0\) monotonically for \(\sigma > 0\).
More precisely, let \(A_N = \sum_{n=0}^{N}(-1)^n\delta_n(\theta)\). By the selection density (Lemma 3.3 of [1]), the number of selected indices up to \(N\) is \((\theta/\pi)\ln N + O(1)\). The alternating signs cause cancellation: \(|A_N| \leq C\) for a constant \(C\) depending on \(\theta\). By Abel's summation formula (summation by parts): \[ \sum_{n=0}^{N}\frac{(-1)^n\delta_n(\theta)}{(n+2)^s} = \frac{A_N}{(N+2)^s} + s\int_0^N \frac{A(t)}{(t+2)^{s+1}}\,dt, \] where \(A(t) = A_{\lfloor t\rfloor}\). Since \(|A_N| \leq C\), the boundary term vanishes as \(N \to \infty\) for \(\operatorname{Re}(s) > 0\), and the integral converges absolutely.
6. The Correlation Kernel and Eta Coefficients
The correlation kernel \(K(n,m)\) from [1] controls the \(L^2\) fluctuations of the greedy sub-sum as \(\theta\) varies over \([0,\pi]\).
The mean of \(\delta_n(\theta)\) over \(\theta \in [0,\pi]\) is \[ \frac{1}{\pi}\int_0^{\pi}\delta_n(\theta)\,d\theta = \frac{\pi - \theta_n^*}{\pi} = 1 - \frac{\theta_n^*}{\pi}. \] The fluctuation of \(E(\theta,\sigma)\) around its mean is \[ E(\theta,\sigma) - \overline{E}(\sigma) = \sum_{n=0}^{\infty}\frac{\delta_n(\theta) - (1 - \theta_n^*/\pi)}{(n+2)^{\sigma}}. \] Taking the \(L^2\) norm over \(\theta\): \[ \int_0^{\pi}\left|E(\theta,\sigma) - \overline{E}(\sigma)\right|^2 d\theta = \sum_{n,m}\frac{1}{(n+2)^{\sigma}(m+2)^{\sigma}}\int_0^{\pi}[\delta_n(\theta) - \bar{\delta}_n][\delta_m(\theta) - \bar{\delta}_m]\,d\theta, \] where \(\bar{\delta}_n = 1 - \theta_n^*/\pi\). This integral is not exactly \(K(n,m)\) as defined in [1] (which centres by \(\theta/\pi\) rather than \(\bar{\delta}_n\)), but a related covariance. By Definition 4.4 of [1]: \[ K(n,m) = \int_0^{\pi}[\delta_n(\theta) - \theta/\pi][\delta_m(\theta) - \theta/\pi]\,d\theta. \] Let \(C(n,m) = \int_0^{\pi}[\delta_n - \bar{\delta}_n][\delta_m - \bar{\delta}_m]\,d\theta\). Then \(C(n,m) = K(n,m) + \) correction terms involving \(\int_0^{\pi}(\theta/\pi - \bar{\delta}_n)(\theta/\pi - \bar{\delta}_m)\,d\theta\) and cross terms. The variance formula holds with \(C(n,m)\) replacing \(K(n,m)\), and both are computable from the thresholds.
In fact, each entry \(C(n,m)\) is an elementary integral of step functions and thus a rational function of the thresholds \(\theta_n^*\), \(\theta_m^*\), and \(\pi\). The double sum converges for \(\sigma > 1\) since \(|C(n,m)| \leq \pi\) and the Dirichlet series weights decay.
7. Behaviour in the Critical Strip
The most interesting regime for the Dirichlet eta function is the critical strip \(0 < \operatorname{Re}(s) < 1\), where the non-trivial zeros of the Riemann zeta function reside. We examine what the greedy decomposition reveals in this regime.
The unsigned sub-sum has terms \(\delta_n(\theta)(n+2)^{-\sigma}\) with \(\sigma < 1\). Since the selected set has logarithmic density (Lemma 3.3 of [1]), \(\sum_{n : \delta_n=1}(n+2)^{-\sigma}\) diverges by comparison with a sub-series of the divergent series \(\sum(n+2)^{-\sigma}\).
For the signed sum: by Theorem 5.1, the Abel summation argument gives convergence for \(\sigma > 0\), including the critical strip.
8. Discussion and Open Questions
8.1. Summary of results
This paper has established the following connections between the greedy harmonic decomposition and the Dirichlet eta function:
- Greedy Dirichlet sub-sum (Definition 3.1): Weighting the selection indicators \(\delta_n(\theta)\) by \((n+2)^{-s}\) produces a family of Dirichlet series \(E(\theta,s)\) that interpolates within the shifted zeta function, parameterised by the target angle \(\theta\).
- Alternating structure (Section 4): The signed sub-sum \(E^{\pm}(\theta,s)\) connects directly to the Dirichlet eta function through the partition identity. The parity decomposition separates even- and odd-indexed selected terms.
- Analytic continuation (Section 5): The signed sub-sum converges for \(\operatorname{Re}(s) > 0\), extending the greedy decomposition into the critical strip. An integral representation via a \(\theta\)-dependent generating function \(G(\theta,t)\) is established for \(\operatorname{Re}(s) > 1\).
- Variance and the kernel (Section 6): The \(L^2\) variance of \(E(\theta,\sigma)\) over \(\theta\) is controlled by the correlation kernel \(K(n,m)\) from [1], bridging geometric threshold data and analytic fluctuation theory.
- Partition of eta zeros (Section 7): At every non-trivial zero \(\rho\) of the zeta function, the greedy decomposition partitions the vanishing eta sum into two complementary sub-sums, defining a characteristic angle for each zero.
8.2. Open questions
- Characteristic angles of zeta zeros. For a non-trivial zero \(\rho\), define \(\theta_{\rho}^{\mathrm{bal}} \in [0,\pi]\) as the angle at which \(\operatorname{Re}(E^{\pm}(\theta,\rho)) = 1/2\). Is the map \(\rho \mapsto \theta_{\rho}^{\mathrm{bal}}\) injective? Does the distribution of these characteristic angles carry information about the vertical distribution of the zeros?
- Functional equation. The eta function satisfies a functional equation inherited from the zeta function. Does the greedy decomposition of the eta series respect or illuminate this functional equation? In particular, is there a natural duality between \(E^{\pm}(\theta,s)\) and \(E^{\pm}(\theta',1-s)\) for some related angle \(\theta'\)?
- Threshold angles and prime distribution. The threshold angles \(\theta_n^*\) define a sieve on the integers (via the index shift \(n \mapsto n+2\)). The selected integers at a given \(\theta\) form a set whose Dirichlet series is \(E(\theta,s)\). Does this sieve interact with multiplicative structure? For instance, are the threshold angles \(\theta_p^*\) for prime indices \(p\) distributed differently from those for composite indices?
- Rate of convergence of \(E^{\pm}\) in the critical strip. Theorem 5.1 establishes convergence for \(\operatorname{Re}(s) > 0\) but does not give precise convergence rates in the critical strip \(0 < \sigma < 1\). A sharper analysis of the partial sums \(A_N(\theta) = \sum_{n \leq N}(-1)^n\delta_n(\theta)\) would yield more precise error bounds.
- Analytic continuation of \(E(\theta,s)\). The unsigned sub-sum \(E(\theta,s)\) is defined for \(\operatorname{Re}(s) > 1\). Can it be analytically continued to \(\operatorname{Re}(s) > 0\) (or beyond) by methods other than Abel summation of the signed version? A direct analytic continuation would place the greedy sub-sum on the same footing as the zeta function.
- Spectral interpretation. The eigenvalues of the truncated kernel matrix \((K(n,m))_{n,m=0}^{N}\) determine an orthogonal decomposition of the space of greedy sub-sums. Can the eigenvectors be interpreted as "modes" of the decomposition, and do these modes have analytic meaning when weighted by Dirichlet coefficients?
8.3. Remark on scope
This paper establishes the formal framework connecting the greedy harmonic decomposition to the Dirichlet eta function. The construction is entirely rigorous for \(\operatorname{Re}(s) > 1\) (unsigned sums) and \(\operatorname{Re}(s) > 0\) (signed sums). The partition identity at zeros of the eta function (Proposition 7.3) is exact but does not by itself yield new information about the location of zeros. Whether the geometric structure of the greedy decomposition—particularly the threshold angles and the correlation kernel—can be leveraged to constrain the zeros of \(\zeta(s)\) remains a deep open question that would require techniques beyond the scope of this work.
References
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